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Investment Banking Services

Issue Management

At UniCap Investments Limited, Investment Banking Department offers a full suite of Investment Banking services including traditional merchant banking activities such as Issue Management & Underwriting. UCAPIL also provides value-added services such as Corporate Advisory and Strategic Capital Raising Initiatives. The institute offers investment services to cross border transactions as well.

Since inception, UniCap Investments Limited has achieved an unparalleled reputation as a leading provider of Investment Banking services by consistently delivering best in class advisory and execution excellence, coupled with a high level of integrity to its client relationships.

Services provided by the Investment Banking team include:

  • IPO & RPO
  • Right Issue
  • Capital Raising
  • Corporate Advisory
  • Underwriting

Services provided by the Investment Banking team include:

IPO & RPO

  • Initial Public Offering (IPO) & Repeat Public Offering (RPO)
  • Valuation of the Issuer Company and pricing of the securities to be offered to the public using various financial modeling techniques
  • Preparation of the Information Memorandum/Prospectus
  • Due diligence of all material agreements and documents (asset title deeds, joint venture agreement(s), etc.)
  • Assessment and settlement of tax and/or legal issues with the assistance of the Company and other professionals such as legal and financial advisors/auditors
  • Co-ordination of work of other professionals and organizations, e.g. lawyers, accounting firms, credit rating agencies, bankers to the issue, underwriters, etc.
  • Co-ordination of works with various regulatory authorities, Securities and Exchange Commission (SEC), Bangladesh Bank, Stock Exchanges, Registrar of Joint Stock Companies (RJSC), etc.
  • Obtain, arrange and present all documents to file the application to the SEC in compliance with the Public Issue Rules & Regulations of Bangladesh
  • Submit complete application with all relevant documents to the SEC and Stock Exchange(s)
  • Arranging bankers to the issue and underwriting syndication
  • Liaising with the SEC on all issues regarding the IPO
  • Co-ordination post issue management services

Rights Issue

  • Review of the Issuer Company’s financial position and forecasts
  • Evaluation of the issue structure desired by Issuer and its respective demand potential from prospective investors in the market
  • Assessment of the capital structure of the offering
  • Advise on timing of the offering
  • Development of transaction/offering strategy, work plan and implementation strategy
  • Overall due diligence of Issuer Company
  • Compile comprehensive Offer Document(s) based on the information and business plan provided by Issuer
  • Coordinate the documentation for issuance of the securities
  • Assist Issuer to coordinate publicity of the fund raising
  • Resolve legal and regulatory issues
  • Valuation of Issuer and its securities using various financial modeling techniques
  • Coordination of work of other professionals and organizations, e.g. lawyers, accounting firm, bankers to the issue, underwriters, etc.
  • Arrange syndication of underwriters
  • Obtain, arrange and present all documents to file the application to the Securities and Exchange Commission (SEC)
  • Submit complete application with all relevant documents to the SEC
  • Coordination of works with various regulatory authorities, Bangladesh Bank, Securities and Exchange Commission (SEC), Stock Exchanges, Registrar of Joint Stock Companies (RJSC), etc.

Capital Raising

  • Valuation of the Issuer Company using various financial modeling techniques
  • Preparation of Information Memorandum with the assistance of the Company and professional legal and financial advisors/auditors
  • Evaluation and assessment of material agreements (asset title deeds, joint venture agreement(s), etc.); tax and legal issues with the assistance of the Company and professional legal and financial advisors/auditors
  • Coordination of work of other professionals and organizations, e.g. lawyers, accounting firms, credit rating agencies, etc.
  • Coordination of works with various regulatory authorities, Securities and Exchange Commission (SEC), Bangladesh Bank, Registrar of Joint Stock Companies (RJSC), etc.
  • Obtain, arrange and present all documents to file the application to the SEC
  • Submit complete application with all relevant documents to the SEC
  • Liaising with the SEC on all issues regarding the Capital Raising

Corporate Advisory

  • Review of capital structure
  • Structure the transaction
  • Assist in a formal capital planning exercise for the Company
  • Complete Due Diligence for preparation of its desired strategy (IPO, Restructuring, Expansion, etc.)
  • Resolve legal and regulatory issues
  • Advise on timing of the offering of the securities
  • Assist in other corporate advisor’s workings

Underwriting

  • Underwriting of Initial public offering, Repeat Public Offering and Rights Issue