In the ever changing capital market, managing investment has become an increasingly complex and time consuming process for a company or an individual to handle in isolation. For effective investment, you have to go through the hassle of following tons of financial data and market information continuously. To relieve you from this never ending process, we are here with, our very own discretionary portfolio management service exclusively designed for your investment needs where:

• Dedicated investment managers will look after your investments with their best judgment and market outlook
• Investment policy will be specially designed to attain your individual goals and objectives
• All the market related data and information will be closely monitored on your behalf
• Appropriate securities will be identified according to your investment needs
• Forecasting and judging possible market movements will take place with proper scrutiny
• Investment process will be highly professional with strict risk analysis
• Rebalancing of your portfolio will be done according to market scenario and future predication

UniCap Investments Limited provides comprehensive non-discretionary services including trade execution and margin loan under its Investors Portfolio account called ‘NDAC’. We are capable of executing proper and efficient trades through our designated sister concern ‘Unicap Securities Ltd’, the largest stock broker of the country.

Major Features of NDAC :

• Clients have absolute discretionary power to make their buy and sell decisions from the securities approved by the portfolio manager.
• All the securities purchased by the clients shall remain in line in favor of portfolio manager.
• Portfolio manager will administer the investment of the clients and also provide the total custodian services.
• Clients will enjoy trading facility in both the Dhaka and Chittagong Stock Exchange.
• To facilitate the clients to enhance their return on investments through leveraging, the portfolio manager will extend margin loan to the clients.
• No restriction on capital withdrawal by the clients.
• Fund management fee is one of the lowest in the industry.
• No trigger selling without discussing with the client.

Withdrawals and Closure of Accounts

The account may be closed and these terms and conditions terminated at any time by giving written notice to that effect by either party. At the time of termination portfolio manager will deduct all dues from client equity.

All acts performed by the manager prior to receiving written notice of such closure from client need to be valid.

We manage issues for Initial Public Offering (IPO), Repeat Public Offering (RPO), Bonds, and Preference Shares.

UCAPIL helps companies with good growth potential and excellent business ideas raise fund through initial public offering. Through our issue management services we not only aid clients to increase the value of their company but also aid in increasing the supply of quality shares in the capital market. We manage issues for Initial Public Offering (IPO), Repeat Public Offering (RPO), Bonds, and Preference Shares. The Issue Management Team has wide experience in managing the different types of issues across various industries, leading to in-depth knowledge of the regulatory issues and processes.

Our services include: consultancy services, regulatory compliance fulfillment, valuation of securities, price discovery and book building, underwriting cooperation, public offer and subscription management, and Right Issue/Offer management into successful completion.

UCAPIL provides underwriting services for public issues to create efficiencies in the capital markets and reduce risk for new, repeat and right issues. UCAPIL has underwritten a large number of issues in various industries.

In today's environment of complex transactions and competitive markets, increasing the value of business requires skills and experience. Thus we help clients to undertake the right decision the right way to make their business more competitive and profitable by providing integrated and objective advisory services. We provide assistance in due diligence, support the creation of financial models, act as financial advisors, aid in overall project management and provide solutions on financial and corporate matters. Whatever the size, nature or location of a company or deal - we can play a critical role throughout the deal lifecycle.

UCAPIL also provides restructuring advisory services to underperforming companies and companies experiencing liquidity problems, in all sectors and in all markets. We provide a prompt and strategic review of the situation and then develop and implement a tailored strategy to help turn around business performance.

Mergers and Acquisitions

UniCap Investments Ltd acts as the financial advisor for the total Merger or Acquisition transaction whether the client is the bidder or the target. The experienced M&A advisors at UCAPIL help companies steer through profitable opportunities starting from origination to closure. Our knowledge of company law, business acumen, relationships and resources help facilitate achieve successful transactions. Our work includes identification of the business to be acquired, strategic planning of the acquisition, valuations, transaction structuring, negotiation with parties, advice on financing, supervising due diligence, legal and other issues to work towards successful completion.

Divestiture

UCAPIL as a part of advisory activity engages in counseling for divestiture procedures-
A divestiture is the activity of completely or partially selling an investment in an internal trading partner to an "external organization", that is to a company that does not belong to the subgroup or consolidated group. UCAPIL as a part of advisory activity engages in counseling for divestiture procedures like: whether to divest slowly over time or in a chunk, analysis of divestiture on capital market, financial reporting adjustments, determination of realistic price expectation, prepare marketing documents, Discreetly locate multiple qualified buyers, Negotiate on behalf of the sellers to obtain the best selling price, arrange financing to make the transaction a reality and so on.

Since inception, UniCap Investments Limited has achieved an unparalleled reputation as a leading provider of Investment Banking services by consistently delivering best in class advisory and execution excellence, coupled with a high level of integrity to its client relationships.

At UniCap Investments Limited, Investment Banking Department offers a full suite of Investment Banking services including traditional merchant banking activities such as Issue Management & Underwriting. UCAPIL also provides value-added services such as Corporate Advisory and Strategic Capital Raising Initiatives. The institute offers investment services to cross border transactions as well.

Services provided by the Investment Banking team include:

• IPO & RPO

  • Initial Public Offering (IPO) & Repeat Public Offering (RPO)
  • Valuation of the Issuer Company and pricing of the securities to be offered to the public using various financial modeling techniques
  • Preparation of the Information Memorandum/Prospectus
  • Due diligence of all material agreements and documents (asset title deeds, joint venture agreement(s), etc.)
  • Assessment and settlement of tax and/or legal issues with the assistance of the Company and other professionals such as legal and financial advisors/auditors
  • Co-ordination of work of other professionals and organizations, e.g. lawyers, accounting firms, credit rating agencies, bankers to the issue, underwriters, etc.
  • Co-ordination of works with various regulatory authorities, Securities and Exchange Commission (SEC), Bangladesh Bank, Stock Exchanges, Registrar of Joint Stock Companies (RJSC), etc.
  • Obtain, arrange and present all documents to file the application to the SEC in compliance with the Public Issue Rules & Regulations of Bangladesh
  • Submit complete application with all relevant documents to the SEC and Stock Exchange(s)
  • Arranging bankers to the issue and underwriting syndication
  • Liaising with the SEC on all issues regarding the IPO
  • Co-ordination post issue management services

• Rights Issue

  • Review of the Issuer Company’s financial position and forecasts
  • Evaluation of the issue structure desired by Issuer and its respective demand potential from prospective investors in the market
  • Assessment of the capital structure of the offering
  • Advise on timing of the offering
  • Development of transaction/offering strategy, work plan and implementation strategy
  • Overall due diligence of Issuer Company
  • Compile comprehensive Offer Document(s) based on the information and business plan provided by Issuer
  • Coordinate the documentation for issuance of the securities
  • Assist Issuer to coordinate publicity of the fund raising
  • Resolve legal and regulatory issues
  • Valuation of Issuer and its securities using various financial modeling techniques
  • Coordination of work of other professionals and organizations, e.g. lawyers, accounting firm, bankers to the issue, underwriters, etc.
  • Arrange syndication of underwriters
  • Obtain, arrange and present all documents to file the application to the Securities and Exchange Commission (SEC)
  • Submit complete application with all relevant documents to the SEC
  • Coordination of works with various regulatory authorities, Bangladesh Bank, Securities and Exchange Commission (SEC), Stock Exchanges, Registrar of Joint Stock Companies (RJSC), etc.

• Capital Raising

  • Valuation of the Issuer Company using various financial modeling techniques
  • Preparation of Information Memorandum with the assistance of the Company and professional legal and financial advisors/auditors
  • Evaluation and assessment of material agreements (asset title deeds, joint venture agreement(s), etc.); tax and legal issues with the assistance of the Company and professional legal and financial advisors/auditors
  • Coordination of work of other professionals and organizations, e.g. lawyers, accounting firms, credit rating agencies, etc.
  • Coordination of works with various regulatory authorities, Securities and Exchange Commission (SEC), Bangladesh Bank, Registrar of Joint Stock Companies (RJSC), etc.
  • Obtain, arrange and present all documents to file the application to the SEC
  • Submit complete application with all relevant documents to the SEC
  • Liaising with the SEC on all issues regarding the Capital Raising

• Corporate Advisory

  • Review of capital structure
  • Structure the transaction
  • Assist in a formal capital planning exercise for the Company
  • Complete Due Diligence for preparation of its desired strategy (IPO, Restructuring, Expansion, etc.)
  • Resolve legal and regulatory issues
  • Advise on timing of the offering of the securities
  • Assist in other corporate advisor’s workings

• Corporate Advisory

  • Underwriting of Initial public offering, Repeat Public Offering and Rights Issue

• BO-Account opening Form
• Account Closing Form
• Confiscate Form
• Dematerialization Request Form (DRF)
• Fund Withdrawal Form
• Transfer Request Form
• Transmission Request Form
• Pledge Request Form (PRF)
• Unpledged Request Form (URF)